Kwok, Henry Wai Ki 郭偉奇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Huajin Corporate Finance (International) Limited | Rep | Advising on corporate finance | 2005-12-05 | 2008-09-01 | Rep | Advising on securities | 2005-12-05 | 2008-09-01 |
| 2 | ICBC (Asia) Futures Company Limited | RO | Advising on futures contracts | 2013-07-23 | 2021-07-27 |
| 3 | ICBC Asset Management (Global) Company Limited | Rep | Advising on securities | 2005-12-05 | 2011-10-14 | Rep | Asset management | 2005-12-05 | 2011-10-14 | RO | Advising on futures contracts | 2011-10-14 | RO | Advising on securities | 2011-10-14 | RO | Asset management | 2011-10-14 |
| 4 | SINO-CEEF Capital Management Company Limited | RO | Advising on securities | 2014-10-17 | 2020-11-03 | RO | Asset management | 2014-10-17 | 2020-11-03 |
| 5 | UOB ASIA (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-09-22 | Rep | Advising on securities | 2005-09-22 | Rep | Asset management | 2005-09-22 | Rep | Dealing in securities | 2003-08-18 | 2005-09-22 |
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