Kwok, Henry Wai Ki 郭偉奇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC Asset Management (Global) Company Limited | RO | Advising on futures contracts | 2011-10-14 | |
| 2 | ICBC Asset Management (Global) Company Limited | RO | Advising on securities | 2011-10-14 | |
| 3 | ICBC Asset Management (Global) Company Limited | RO | Asset management | 2011-10-14 | |
| 4 | UOB ASIA (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-09-22 | |
| 5 | UOB ASIA (HONG KONG) LIMITED | Rep | Advising on securities | 2005-09-22 | |
| 6 | UOB ASIA (HONG KONG) LIMITED | Rep | Asset management | 2005-09-22 | |
| 7 | UOB ASIA (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-08-18 | 2005-09-22 |
| 8 | Huajin Corporate Finance (International) Limited | Rep | Advising on corporate finance | 2005-12-05 | 2008-09-01 |
| 9 | Huajin Corporate Finance (International) Limited | Rep | Advising on securities | 2005-12-05 | 2008-09-01 |
| 10 | ICBC Asset Management (Global) Company Limited | Rep | Advising on securities | 2005-12-05 | 2011-10-14 |
| 11 | ICBC Asset Management (Global) Company Limited | Rep | Asset management | 2005-12-05 | 2011-10-14 |
| 12 | SINO-CEEF Capital Management Company Limited | RO | Advising on securities | 2014-10-17 | 2020-11-03 |
| 13 | SINO-CEEF Capital Management Company Limited | RO | Asset management | 2014-10-17 | 2020-11-03 |
| 14 | ICBC (Asia) Futures Company Limited | RO | Advising on futures contracts | 2013-07-23 | 2021-07-27 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy