Yeung, Yuk Lun (SFC:ACZ660) 楊玉麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2009-12-14 | 2015-01-28 | RO | Asset management | 2009-12-14 | 2015-01-28 |
| 2 | ICBC INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2008-10-29 | 2012-04-26 | RO | Dealing in securities | 2008-10-29 | 2012-04-26 |
| 3 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2011-06-09 | 2011-06-14 | Rep | Asset management | 2011-06-09 | 2011-06-14 | Rep | Dealing in securities | 2011-06-09 | 2011-06-14 | RO | Advising on securities | 2011-06-14 | 2022-12-21 | RO | Asset management | 2011-06-14 | 2022-12-21 | RO | Dealing in securities | 2011-06-14 | 2022-12-21 |
| 4 | ICEA CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2003-07-29 | RO | Advising on corporate finance | 2003-07-29 | 2008-08-09 | RO | Dealing in securities | 2005-12-21 | 2008-08-09 |
| 5 | ICEA CAPITAL LIMITED | Rep | Advising on securities | 2003-06-05 | Rep | Asset management | 2003-06-05 | Rep | Dealing in securities | 2003-06-05 | Rep | Advising on corporate finance | 2008-08-09 |
| 6 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2007-02-09 | 2008-08-09 |
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