Fong, Wai Ching 方慧貞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2005-01-03 | 2005-09-23 |
| 2 | ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-09-29 | 2008-08-09 |
| 3 | ICEA CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2006-11-30 | 2008-08-09 |
| 4 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-08-20 | 2012-06-07 |
| 5 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-07-15 | 2014-12-15 |
| 6 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2011-07-15 | 2016-11-23 |
| 7 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-07-15 | 2014-12-15 |
| 8 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Asset management | 2011-07-15 | 2016-11-23 |
| 9 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Dealing in securities | 2013-06-07 | 2016-11-23 |
| 10 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | RO | Advising on securities | 2016-11-23 | |
| 11 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | RO | Asset management | 2016-11-23 | |
| 12 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | RO | Dealing in securities | 2016-11-23 |
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