Huang, Liming (SFC:AJE095) 黃立明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AFFINITY EQUITY PARTNERS (HK) LIMITED | Rep | Advising on securities | 2009-03-16 | 2010-06-06 |
| 2 | CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED | RO | Asset management | 2014-11-18 | 2017-12-08 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2003-10-20 | 2004-06-20 | Rep | Dealing in securities | 2003-10-20 | 2004-06-20 | Rep | Advising on corporate finance | 2005-09-01 | 2007-11-12 | Rep | Dealing in securities | 2005-09-01 | 2009-02-06 |
| 4 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-04-18 | 2014-11-17 | Rep | Asset management | 2011-04-18 | 2014-11-17 |
| 5 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2013-06-07 | 2014-11-17 | Rep | Asset management | 2013-06-07 | 2014-11-17 | Rep | Dealing in securities | 2013-06-07 | 2014-11-17 |
| 6 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2010-07-05 | 2011-02-18 | Rep | Dealing in securities | 2010-07-05 | 2011-02-18 |
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