Zhang, Qianqian (SFC:AXK077) 張茜倩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-06-30 | 2014-09-15 |
| 2 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-06-30 | 2014-09-15 |
| 3 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2013-06-07 | 2014-09-15 |
| 4 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Asset management | 2013-06-07 | 2014-09-15 |
| 5 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Dealing in securities | 2013-06-07 | 2014-09-15 |
| 6 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2015-02-03 | 2016-03-22 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2016-04-05 | 2019-04-10 |
| 8 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2016-04-05 | 2019-04-10 |
| 9 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-04-05 | 2019-04-10 |
| 10 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2019-08-08 | 2021-02-09 |
| 11 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2019-08-08 | 2023-01-26 |
| 12 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-08-08 | 2023-01-26 |
| 13 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Asset management | 2021-02-09 | 2023-01-26 |
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