Chan, Gary Ming Tak 陳明德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2013-08-01 | 2014-12-10 | Rep | Dealing in securities | 2013-08-01 | 2014-12-10 |
| 2 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-06-16 | 2011-07-18 | Rep | Dealing in securities | 2011-06-16 | 2011-07-18 | RO | Advising on corporate finance | 2011-07-18 | 2013-04-09 | RO | Dealing in securities | 2011-07-18 | 2013-04-09 | Rep | Advising on corporate finance | 2015-03-27 | 2015-05-05 | Rep | Dealing in securities | 2015-03-27 | 2015-05-05 | RO | Advising on corporate finance | 2015-05-05 | 2018-06-21 | RO | Dealing in securities | 2015-05-05 | 2018-06-21 | Rep | Advising on corporate finance | 2018-06-21 | 2018-09-14 | Rep | Dealing in securities | 2018-06-21 | 2018-09-14 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2012-02-15 | 2013-04-09 | RO | Dealing in securities | 2015-07-27 | 2018-06-21 | Rep | Dealing in securities | 2018-06-21 | 2018-09-14 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-06-17 | 2011-04-14 | Rep | Dealing in securities | 2005-06-17 | 2011-04-14 |
| 5 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-06-17 | 2011-04-14 |
| 6 | Mirae Asset Securities (HK) Limited | Rep | Advising on corporate finance | 2019-02-12 | 2019-04-04 | Rep | Dealing in securities | 2019-02-12 | 2019-04-04 | RO | Advising on corporate finance | 2019-04-04 | 2023-01-16 | RO | Dealing in securities | 2019-04-04 | 2023-01-16 | Rep | Advising on securities | 2020-06-03 | 2023-01-16 |
| 7 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2005-02-16 | Rep | Advising on securities | 2005-02-16 | Rep | Asset management | 2005-02-16 | Rep | Dealing in securities | 2005-02-16 |
| 8 | Sun Hung Kai Capital Partners Limited | Rep | Advising on securities | 2023-06-19 | Rep | Dealing in securities | 2023-06-19 | 2023-10-12 | Rep | Asset management | 2023-10-12 | RO | Dealing in securities | 2023-10-12 |
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