Leung, Chi On (SFC:ADA866) 梁志安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2007-09-25 | 2008-03-01 | Rep | Dealing in securities | 2007-09-25 | 2008-03-01 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-05-29 | 2007-08-14 | Rep | Dealing in securities | 2007-05-29 | 2007-08-14 |
| 3 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-02-21 | 2018-04-23 | Rep | Advising on securities | 2018-02-21 | 2018-10-02 | Rep | Dealing in securities | 2018-02-21 | 2018-10-02 | RO | Advising on corporate finance | 2018-04-23 | RO | Advising on securities | 2018-10-02 | RO | Dealing in securities | 2018-10-02 |
| 4 | Dongxing Securities (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2017-04-03 | 2017-06-09 | Rep | Dealing in securities | 2017-04-03 | 2017-06-09 | RO | Advising on corporate finance | 2017-06-09 | 2018-02-12 | RO | Dealing in securities | 2017-06-09 | 2018-02-12 |
| 5 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-05-03 | |
| 6 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-30 | Rep | Advising on securities | 2003-12-30 | Rep | Asset management | 2003-12-30 | Rep | Dealing in securities | 2007-05-03 |
| 7 | Huarong International Capital Limited (HK) | RO | Advising on corporate finance | 2016-06-10 | 2017-03-27 | RO | Dealing in securities | 2016-06-10 | 2017-03-27 |
| 8 | Huarong International Securities Limited | Rep | Advising on corporate finance | 2015-09-09 | 2015-11-10 | Rep | Dealing in securities | 2015-09-09 | 2016-09-07 | RO | Advising on corporate finance | 2015-11-10 | 2017-03-27 | RO | Dealing in securities | 2016-09-07 | 2017-03-27 |
| 9 | ICBC INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2008-05-27 | 2015-08-24 | RO | Dealing in securities | 2008-05-27 | 2015-08-24 |
| 10 | ICBC INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2012-02-15 | 2015-08-24 |
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