Li, Ying (SFC:AUG645) 李鷹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alpha Win Capital Limited | RO | Advising on securities | 2020-07-20 | RO | Asset management | 2020-07-20 | RO | Dealing in securities | 2020-07-20 |
| 2 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2015-02-09 | 2015-04-30 | Rep | Dealing in securities | 2015-02-09 | 2015-04-30 | RO | Advising on corporate finance | 2015-04-30 | 2019-11-05 | RO | Dealing in securities | 2015-04-30 | 2019-11-05 |
| 3 | BOCOM International Asset Management Limited | Rep | Asset management | 2015-02-09 | 2018-05-03 | RO | Asset management | 2018-05-03 | 2019-11-05 |
| 4 | BOCOM International Securities Limited | Rep | Advising on securities | 2015-02-09 | 2015-04-30 | Rep | Dealing in securities | 2015-02-09 | 2015-04-30 | RO | Advising on securities | 2015-04-30 | 2019-11-05 | RO | Dealing in securities | 2015-04-30 | 2019-11-05 |
| 5 | ICBC INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2011-08-24 | 2012-08-24 | RO | Dealing in securities | 2011-08-24 | 2012-08-24 |
| 6 | ICBC INTERNATIONAL RESEARCH LIMITED | RO | Advising on securities | 2012-09-25 | 2014-12-01 |
| 7 | ICBC INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2011-08-24 | 2014-12-01 | RO | Advising on securities | 2013-09-04 | 2014-12-01 |
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