Li, Ying (SFC:AUG645) 李鷹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Alpha Win Capital Limited | RO | Advising on securities | 2020-07-20 | |
2 | Alpha Win Capital Limited | RO | Asset management | 2020-07-20 | |
3 | Alpha Win Capital Limited | RO | Dealing in securities | 2020-07-20 | |
4 | ICBC INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2011-08-24 | 2012-08-24 |
5 | ICBC INTERNATIONAL CAPITAL LIMITED | RO | Dealing in securities | 2011-08-24 | 2012-08-24 |
6 | ICBC INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2011-08-24 | 2014-12-01 |
7 | ICBC INTERNATIONAL RESEARCH LIMITED | RO | Advising on securities | 2012-09-25 | 2014-12-01 |
8 | ICBC INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2013-09-04 | 2014-12-01 |
9 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2015-02-09 | 2015-04-30 |
10 | BOCOM International (Asia) Limited | Rep | Dealing in securities | 2015-02-09 | 2015-04-30 |
11 | BOCOM International Securities Limited | Rep | Advising on securities | 2015-02-09 | 2015-04-30 |
12 | BOCOM International Securities Limited | Rep | Dealing in securities | 2015-02-09 | 2015-04-30 |
13 | BOCOM International Asset Management Limited | Rep | Asset management | 2015-02-09 | 2018-05-03 |
14 | BOCOM International (Asia) Limited | RO | Advising on corporate finance | 2015-04-30 | 2019-11-05 |
15 | BOCOM International (Asia) Limited | RO | Dealing in securities | 2015-04-30 | 2019-11-05 |
16 | BOCOM International Securities Limited | RO | Advising on securities | 2015-04-30 | 2019-11-05 |
17 | BOCOM International Securities Limited | RO | Dealing in securities | 2015-04-30 | 2019-11-05 |
18 | BOCOM International Asset Management Limited | RO | Asset management | 2018-05-03 | 2019-11-05 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy