Li, Ying (SFC:AUG645) 李鷹

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Alpha Win Capital Limited RO Advising on securities 2020-07-20
2 Alpha Win Capital Limited RO Asset management 2020-07-20
3 Alpha Win Capital Limited RO Dealing in securities 2020-07-20
4 ICBC INTERNATIONAL CAPITAL LIMITED RO Advising on corporate finance 2011-08-24 2012-08-24
5 ICBC INTERNATIONAL CAPITAL LIMITED RO Dealing in securities 2011-08-24 2012-08-24
6 ICBC INTERNATIONAL SECURITIES LIMITED RO Dealing in securities 2011-08-24 2014-12-01
7 ICBC INTERNATIONAL RESEARCH LIMITED RO Advising on securities 2012-09-25 2014-12-01
8 ICBC INTERNATIONAL SECURITIES LIMITED RO Advising on securities 2013-09-04 2014-12-01
9 BOCOM International (Asia) Limited Rep Advising on corporate finance 2015-02-09 2015-04-30
10 BOCOM International (Asia) Limited Rep Dealing in securities 2015-02-09 2015-04-30
11 BOCOM International Securities Limited Rep Advising on securities 2015-02-09 2015-04-30
12 BOCOM International Securities Limited Rep Dealing in securities 2015-02-09 2015-04-30
13 BOCOM International Asset Management Limited Rep Asset management 2015-02-09 2018-05-03
14 BOCOM International (Asia) Limited RO Advising on corporate finance 2015-04-30 2019-11-05
15 BOCOM International (Asia) Limited RO Dealing in securities 2015-04-30 2019-11-05
16 BOCOM International Securities Limited RO Advising on securities 2015-04-30 2019-11-05
17 BOCOM International Securities Limited RO Dealing in securities 2015-04-30 2019-11-05
18 BOCOM International Asset Management Limited RO Asset management 2018-05-03 2019-11-05

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