Wang, Lei (SFC:ATV187) 王磊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2015-11-10 | 2017-04-28 | Rep | Advising on securities | 2015-11-10 | 2017-04-28 | Rep | Dealing in securities | 2015-11-10 | 2017-04-28 | RO | Advising on corporate finance | 2017-04-28 | RO | Advising on securities | 2017-04-28 | RO | Dealing in securities | 2017-04-28 | RO | Asset management | 2017-11-16 | RO | Dealing in futures contracts | 2017-11-16 | RO | Automated trading services | 2023-07-10 |
| 2 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-07-06 | 2011-08-08 | Rep | Dealing in securities | 2010-07-06 | 2011-08-08 | RO | Advising on corporate finance | 2011-08-08 | 2015-10-02 | RO | Dealing in securities | 2011-08-08 | 2015-10-02 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2012-02-15 | 2015-10-02 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2009-11-02 | 2010-05-01 | Rep | Advising on securities | 2009-11-02 | 2010-05-01 | Rep | Dealing in securities | 2009-11-02 | 2010-05-01 |
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