Chen, Rui (SFC:AJC825) 陳銳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-08-05 | 2005-09-30 | Rep | Dealing in securities | 2003-08-05 | 2005-09-30 |
| 2 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-09-15 | 2011-12-20 | Rep | Dealing in securities | 2011-09-15 | 2011-12-20 | RO | Advising on corporate finance | 2011-12-20 | 2012-06-27 | RO | Dealing in securities | 2011-12-20 | 2012-06-27 | Rep | Advising on corporate finance | 2012-06-27 | 2013-12-21 | Rep | Dealing in securities | 2012-06-27 | 2013-12-21 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2012-02-15 | 2012-06-27 | Rep | Dealing in securities | 2012-06-27 | 2013-12-21 |
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