Gao, Dan (SFC:AVF215) 高丹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2010-05-24 | 2011-06-02 | Rep | Dealing in securities | 2010-05-24 | 2011-06-02 |
2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2010-05-24 | 2011-06-02 |
3 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-07-13 | 2014-07-17 | Rep | Dealing in securities | 2011-07-13 | 2014-07-17 |
4 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-06-03 | 2014-07-17 |
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