Li, Jianyang (SFC:AWS028) 李建陽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC International Securities Limited | Rep | Advising on securities | 2017-05-29 | 2017-06-12 | Rep | Dealing in securities | 2017-05-29 | 2017-06-12 | RO | Advising on securities | 2018-12-13 | 2023-11-28 | RO | Dealing in securities | 2018-12-13 | 2023-11-28 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-06-12 | 2017-10-10 | Rep | Advising on securities | 2017-06-12 | 2022-11-28 | RO | Dealing in securities | 2017-10-10 | RO | Advising on securities | 2022-11-28 |
| 3 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-01-24 | 2015-03-31 | Rep | Dealing in securities | 2011-01-24 | 2015-03-31 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy