Poon, Tsz Yuen 潘子遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-01-12 | 2013-04-12 |
| 2 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2010-01-12 | 2013-04-12 |
| 3 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2013-05-24 | 2015-07-08 |
| 4 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2015-08-28 | 2020-04-24 |
| 5 | DEUTSCHE SECURITIES ASIA LIMITED | RO | Advising on corporate finance | 2020-04-24 | 2021-07-01 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2021-07-09 | 2021-11-11 |
| 7 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2021-08-06 | 2021-11-11 |
| 8 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2021-08-06 | 2021-11-11 |
| 9 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2021-07-09 | 2024-01-23 |
| 10 | Merrill Lynch Far East Limited | Rep | Advising on securities | 2021-08-06 | 2024-01-23 |
| 11 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2021-08-06 | 2024-01-23 |
| 12 | Merrill Lynch (Asia Pacific) Limited | RO | Advising on corporate finance | 2021-11-11 | 2024-01-23 |
| 13 | Merrill Lynch (Asia Pacific) Limited | RO | Advising on securities | 2021-11-11 | 2024-01-23 |
| 14 | Merrill Lynch (Asia Pacific) Limited | RO | Dealing in securities | 2021-11-11 | 2024-01-23 |
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