Shi, Xiaofeng (SFC:AVH848) 施曉峰

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Advising on securities 2020-11-23 2021-02-19
Rep Asset management 2020-11-23 2021-02-19
Rep Advising on futures contracts 2021-02-05 2021-02-19
RO Advising on securities 2021-02-19
RO Asset management 2021-02-19
Rep Advising on futures contracts 2021-02-25 2023-03-02
RO Advising on futures contracts 2023-03-02
2 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Advising on securities 2012-06-22 2012-09-14
Rep Asset management 2012-06-22 2012-09-14
3 ICBC INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2010-07-06 2012-06-07
Rep Dealing in securities 2010-07-06 2012-06-07

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