Shi, Xiaofeng (SFC:AVH848) 施曉峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-11-23 | 2021-02-19 | Rep | Asset management | 2020-11-23 | 2021-02-19 | Rep | Advising on futures contracts | 2021-02-05 | 2021-02-19 | RO | Advising on securities | 2021-02-19 | RO | Asset management | 2021-02-19 | Rep | Advising on futures contracts | 2021-02-25 | 2023-03-02 | RO | Advising on futures contracts | 2023-03-02 |
2 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2012-06-22 | 2012-09-14 | Rep | Asset management | 2012-06-22 | 2012-09-14 |
3 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-07-06 | 2012-06-07 | Rep | Dealing in securities | 2010-07-06 | 2012-06-07 |
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