Tsang, Wing Ngai 曾永毅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Dongxing Securities (Hong Kong) Company Limited | RO | Advising on corporate finance | 2016-12-30 | |
| 2 | Dongxing Securities (Hong Kong) Company Limited | RO | Dealing in securities | 2016-12-30 | |
| 3 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-08-12 | 2013-07-03 |
| 4 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2008-08-12 | 2013-07-03 |
| 5 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2013-10-02 | 2013-11-04 |
| 6 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on securities | 2013-10-02 | 2013-11-04 |
| 7 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Dealing in securities | 2013-10-02 | 2013-11-04 |
| 8 | CMB International Capital Limited | Rep | Advising on corporate finance | 2013-11-21 | 2015-06-21 |
| 9 | CMB International Capital Limited | Rep | Dealing in securities | 2013-11-21 | 2015-06-21 |
| 10 | Yi Shun Da Capital Limited | Rep | Advising on corporate finance | 2015-11-11 | 2016-04-11 |
| 11 | Yi Shun Da Capital Limited | Rep | Dealing in securities | 2015-11-11 | 2016-04-11 |
| 12 | Dongxing Securities (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2016-04-25 | 2016-12-30 |
| 13 | Dongxing Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2016-04-25 | 2016-12-30 |
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