Wu, Wenquan 吳文全
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-03-08 | 2017-07-31 | Rep | Asset management | 2016-03-08 | 2017-07-31 | Rep | Dealing in securities | 2016-03-08 | 2017-07-31 |
| 2 | Fortune Ocean Asset Management Limited | Rep | Asset management | 2020-01-02 | 2020-01-29 | RO | Advising on securities | 2020-01-29 | RO | Asset management | 2020-01-29 |
| 3 | Hermitage Capital HK Limited | RO | Advising on securities | 2019-06-19 | 2019-10-29 | RO | Asset management | 2019-06-19 | 2019-10-29 |
| 4 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2012-06-22 | 2014-12-15 | Rep | Asset management | 2012-06-22 | 2014-12-15 |
| 5 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-08-20 | 2012-06-07 |
| 6 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2013-10-30 | 2016-02-05 | Rep | Asset management | 2013-10-30 | 2016-02-05 | Rep | Dealing in securities | 2013-10-30 | 2016-02-05 |
| 7 | ICEA CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2007-06-18 | 2008-08-09 |
| 8 | ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-06-18 | 2008-08-09 |
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