Ye, Ying (SFC:APU794) 叶穎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-05-12 | 2014-08-12 | Rep | Dealing in securities | 2009-05-12 | 2014-08-12 | RO | Advising on corporate finance | 2014-08-12 | 2016-02-05 | RO | Dealing in securities | 2014-08-12 | 2016-02-05 |
| 2 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-07-10 | 2016-02-05 |
| 3 | ICEA CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2007-10-15 | 2008-09-30 |
| 4 | ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-10-15 | 2009-05-04 | Rep | Dealing in securities | 2007-10-15 | 2009-05-04 |
| 5 | SPDB International Capital Limited | Rep | Advising on corporate finance | 2021-08-20 | Rep | Dealing in securities | 2021-08-20 |
| 6 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-03-09 | 2016-07-19 | Rep | Dealing in securities | 2016-03-09 | 2016-07-19 | RO | Advising on corporate finance | 2016-07-19 | 2017-12-18 | RO | Dealing in securities | 2016-07-19 | 2017-12-18 |
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