Zeng, Lu (SFC:APH122) 曾璐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2012-06-22 | 2014-12-15 | Rep | Asset management | 2012-06-22 | 2014-12-15 |
| 2 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-06-04 | 2012-06-07 | Rep | Dealing in securities | 2010-06-04 | 2012-06-07 |
| 3 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2013-10-30 | 2016-02-25 | Rep | Asset management | 2013-10-30 | 2016-02-25 | Rep | Dealing in securities | 2013-10-30 | 2016-02-25 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2007-07-19 | 2008-04-10 | Rep | Dealing in securities | 2007-07-19 | 2008-04-10 | Rep | Advising on corporate finance | 2009-03-25 | 2010-02-26 | Rep | Dealing in securities | 2009-03-25 | 2010-02-26 |
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