Zhu, Yan (SFC:AXY865) 朱琰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-08-31 | 2016-11-14 | Rep | Dealing in securities | 2011-08-31 | 2016-11-14 |
| 2 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2016-11-11 | Rep | Asset management | 2016-11-11 | Rep | Dealing in securities | 2016-11-11 |
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