Pun, Gary Kai Tai 潘啟泰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Blackhorn Wealth Management Limited | RO | Advising on securities | 2020-01-09 | 2020-07-31 | RO | Asset management | 2020-01-09 | 2020-07-31 |
| 2 | Easy One Asset Management Limited | Rep | Advising on securities | 2021-03-01 | 2021-03-02 | Rep | Asset management | 2021-03-01 | 2021-03-02 | RO | Advising on securities | 2021-03-02 | 2021-06-23 | RO | Asset management | 2021-03-02 | 2021-06-23 |
| 3 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-03-01 | 2007-08-25 |
| 4 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-03-01 | 2007-08-25 |
| 5 | Funderstone Futures Limited | Rep | Advising on futures contracts | 2005-01-24 | Rep | Asset management | 2005-01-24 | Rep | Dealing in futures contracts | 2007-02-18 |
| 6 | Funderstone Securities Limited | Rep | Advising on corporate finance | 2005-01-24 | Rep | Advising on securities | 2005-01-24 | Rep | Asset management | 2005-01-24 | Rep | Dealing in securities | 2007-02-18 |
| 7 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-05-07 | 2010-11-11 | RO | Dealing in futures contracts | 2010-11-11 | 2018-05-31 |
| 8 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-27 | 2018-05-31 | RO | Dealing in futures contracts | 2013-09-04 | 2018-05-31 |
| 9 | Kai Yin Securities Limited | Rep | Advising on securities | 2021-03-01 | 2021-03-02 | RO | Advising on securities | 2021-03-02 | 2021-09-07 | RO | Dealing in futures contracts | 2021-03-02 | 2021-09-07 | RO | Dealing in securities | 2021-03-02 | 2021-09-07 |
| 10 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2007-09-04 | 2009-04-17 |
| 11 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2007-09-04 | 2009-04-17 |
| 12 | VI ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2022-09-05 | 2023-09-04 | RO | Asset management | 2022-09-05 | 2023-09-04 | RO | Dealing in securities | 2022-09-05 | 2023-09-04 |
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