Pun, Gary Kai Tai 潘啟泰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Funderstone Futures Limited | Rep | Advising on futures contracts | 2005-01-24 | |
| 2 | Funderstone Futures Limited | Rep | Asset management | 2005-01-24 | |
| 3 | Funderstone Securities Limited | Rep | Advising on corporate finance | 2005-01-24 | |
| 4 | Funderstone Securities Limited | Rep | Advising on securities | 2005-01-24 | |
| 5 | Funderstone Securities Limited | Rep | Asset management | 2005-01-24 | |
| 6 | Funderstone Futures Limited | Rep | Dealing in futures contracts | 2007-02-18 | |
| 7 | Funderstone Securities Limited | Rep | Dealing in securities | 2007-02-18 | |
| 8 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-03-01 | 2007-08-25 |
| 9 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-03-01 | 2007-08-25 |
| 10 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2007-09-04 | 2009-04-17 |
| 11 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2007-09-04 | 2009-04-17 |
| 12 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-05-07 | 2010-11-11 |
| 13 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-27 | 2018-05-31 |
| 14 | ICBC INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2010-11-11 | 2018-05-31 |
| 15 | ICBC INTERNATIONAL SECURITIES LIMITED | RO | Dealing in futures contracts | 2013-09-04 | 2018-05-31 |
| 16 | Blackhorn Wealth Management Limited | RO | Advising on securities | 2020-01-09 | 2020-07-31 |
| 17 | Blackhorn Wealth Management Limited | RO | Asset management | 2020-01-09 | 2020-07-31 |
| 18 | Easy One Asset Management Limited | Rep | Advising on securities | 2021-03-01 | 2021-03-02 |
| 19 | Easy One Asset Management Limited | Rep | Asset management | 2021-03-01 | 2021-03-02 |
| 20 | Kai Yin Securities Limited | Rep | Advising on securities | 2021-03-01 | 2021-03-02 |
| 21 | Easy One Asset Management Limited | RO | Advising on securities | 2021-03-02 | 2021-06-23 |
| 22 | Easy One Asset Management Limited | RO | Asset management | 2021-03-02 | 2021-06-23 |
| 23 | Kai Yin Securities Limited | RO | Advising on securities | 2021-03-02 | 2021-09-07 |
| 24 | Kai Yin Securities Limited | RO | Dealing in futures contracts | 2021-03-02 | 2021-09-07 |
| 25 | Kai Yin Securities Limited | RO | Dealing in securities | 2021-03-02 | 2021-09-07 |
| 26 | VI ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2022-09-05 | 2023-09-04 |
| 27 | VI ASSET MANAGEMENT COMPANY LIMITED | RO | Asset management | 2022-09-05 | 2023-09-04 |
| 28 | VI ASSET MANAGEMENT COMPANY LIMITED | RO | Dealing in securities | 2022-09-05 | 2023-09-04 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy