Chan, Man Yuen (SFC:APX122) 陳文源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Afflux Securities Limited | Rep | Advising on securities | 2020-09-21 | 2021-01-10 | Rep | Asset management | 2020-09-21 | 2021-01-10 | Rep | Dealing in securities | 2020-09-21 | 2021-01-10 |
| 2 | Awaken Thunder Capital Limited | RO | Advising on securities | 2019-03-11 | 2020-07-22 | RO | Asset management | 2019-03-11 | 2020-07-22 | RO | Dealing in securities | 2019-03-11 | 2020-07-22 |
| 3 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2012-02-27 | 2014-03-14 | Rep | Dealing in securities | 2012-02-27 | 2014-03-14 |
| 4 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-04-22 | 2011-05-09 |
| 5 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-10-31 | 2011-05-09 | Rep | Advising on securities | 2008-01-23 | 2011-05-09 |
| 6 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2016-07-11 | 2017-07-28 |
| 7 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2016-07-11 | 2017-07-28 |
| 8 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2015-02-13 | 2016-04-13 |
| 9 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-07-30 | 2016-04-13 |
| 10 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-07-30 | 2016-04-13 | Rep | Advising on securities | 2015-03-18 | 2016-04-13 |
| 11 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-05-26 | 2012-02-22 |
| 12 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-05-26 | 2012-02-22 |
| 13 | Motto Global Asset Management Limited | Rep | Asset management | 2022-11-18 | 2022-12-05 | RO | Asset management | 2022-12-05 | RO | Advising on securities | 2023-02-03 |
| 14 | Regan International Asset Management Limited | RO | Advising on securities | 2017-08-03 | 2018-05-14 | RO | Asset management | 2017-08-03 | 2018-05-14 |
| 15 | Soteria Asset Management Limited | Rep | Asset management | 2021-07-08 | 2021-07-14 | RO | Asset management | 2021-07-14 | 2022-02-20 |
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