Chin, Tak Fat 錢德發
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-08-21 | 2012-10-19 | RO | Dealing in futures contracts | 2012-10-19 | 2013-12-27 |
| 2 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2012-08-21 | 2013-12-27 |
| 3 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-05-26 | 2012-07-05 | RO | Dealing in futures contracts | 2012-07-05 | 2012-07-25 |
| 4 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-10 | 2012-07-25 |
| 5 | MP ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2021-03-01 | 2021-10-31 | RO | Asset management | 2021-03-01 | 2021-10-31 |
| 6 | N Plus Capital Limited | RO | Advising on securities | 2018-03-08 | 2021-02-28 | RO | Asset management | 2018-03-08 | 2021-02-28 |
| 7 | Prunus Capital Management Limited | RO | Asset management | 2015-05-12 | 2016-03-31 |
| 8 | SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2008-12-10 | 2010-05-17 |
| 9 | TOP GEAR ASSET MANAGEMENT COMPANY LIMITED | RO | Asset management | 2016-09-15 | 2017-08-24 |
| 10 | YONG RONG (HK) ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-01-17 | 2014-08-04 | RO | Asset management | 2014-08-04 | 2015-03-31 |
| 11 | ZH SECURITIES LIMITED | RO | Advising on securities | 2021-11-01 | RO | Asset management | 2021-11-01 | RO | Dealing in securities | 2021-11-01 | RO | Dealing in futures contracts | 2024-02-16 |
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