Chiu, Siu Ngan 趙少雁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-23 | 2010-12-06 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | 2010-12-14 | 2012-04-12 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 2012-05-02 | 2012-06-22 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-11-16 | 2010-04-17 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 2007-11-16 | 2010-04-17 | FIRST SHANGHAI SECURITIES LIMITED | Rep | 2010-04-23 | 2010-12-06 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 2010-12-14 | 2012-04-12 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 2012-05-02 | 2012-06-22 |
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