Chow, Yeung Tai 周揚泰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AISANCE ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2004-06-04 | Rep | Asset management | 2004-06-04 | Rep | Dealing in futures contracts | 2004-06-04 |
| 2 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-08-17 | 2012-03-28 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-17 | 2012-03-28 |
| 4 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2004-06-04 | Rep | Advising on securities | 2004-06-04 | Rep | Asset management | 2004-06-04 | Rep | Dealing in securities | 2009-08-05 | Rep | Dealing in securities | 2012-04-05 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-06-04 | Rep | Asset management | 2004-06-04 | Rep | Dealing in futures contracts | 2009-08-05 | Rep | Dealing in futures contracts | 2012-04-05 |
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