Lui, Wai Yip 呂偉業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2005-07-27 | 2009-03-04 |
| 2 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-07-06 | 2011-11-16 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-08 | 2011-11-16 |
| 4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | Rep | Dealing in securities | 2017-02-13 |
| 5 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2011-11-28 | 2017-02-12 |
| 6 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2011-11-28 | 2017-02-12 |
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