Wong, Pak Kan 王柏勤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Agg. Asset Management Limited | Rep | Advising on securities | 2019-06-04 | 2019-10-04 | Rep | Asset management | 2019-06-04 | 2019-10-04 | Rep | Dealing in securities | 2019-07-03 | 2019-10-04 | RO | Advising on securities | 2019-10-04 | 2020-04-03 | RO | Asset management | 2019-10-04 | 2020-04-03 | RO | Dealing in securities | 2019-10-04 | 2020-04-03 |
| 2 | Atlantic Asset Management Limited | Rep | Advising on securities | 2014-07-11 | 2015-04-01 | Rep | Asset management | 2014-07-11 | 2015-04-01 |
| 3 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2012-08-31 | 2012-12-14 | Rep | Dealing in securities | 2012-08-31 | 2012-12-14 |
| 4 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2015-06-11 | 2016-11-01 |
| 5 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2015-06-11 | 2016-11-01 | Rep | Advising on securities | 2015-08-07 | 2016-11-01 |
| 6 | Eddid Securities and Futures Limited | Rep | Advising on securities | 2018-10-16 | 2019-05-24 | Rep | Asset management | 2018-10-16 | 2019-05-24 |
| 7 | FUDA CAPITAL LIMITED | RO | Advising on securities | 2020-12-21 | RO | Asset management | 2020-12-21 |
| 8 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-06-03 | 2012-08-10 |
| 9 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-06-03 | 2012-08-10 |
| 10 | Infinitus Partners Asset Management Limited | Rep | Asset management | 2018-02-21 | 2018-09-11 | Rep | Advising on securities | 2018-07-18 | 2018-09-11 |
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