Wu, Zishan 吳紫珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2012-04-13 | 2014-03-31 | Rep | Dealing in securities | 2012-04-13 | 2014-03-31 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2018-01-15 | 2020-04-05 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-01-15 | 2020-04-05 |
| 4 | Essence Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2014-04-02 | 2017-12-13 |
| 5 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-04-02 | 2017-12-13 |
| 6 | Funderstone Futures Limited | Rep | Dealing in futures contracts | 2007-11-12 | 2009-07-10 |
| 7 | Funderstone Securities Limited | Rep | Dealing in securities | 2007-11-12 | 2009-07-10 |
| 8 | GAOYU SECURITIES LIMITED | Rep | Dealing in securities | 2024-04-22 | |
| 9 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-08-10 | 2012-04-02 |
| 10 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-10 | 2012-04-02 |
| 11 | KGI ASIA LIMITED | Rep | Dealing in securities | 2020-05-21 | 2021-07-29 |
| 12 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-05-21 | 2021-07-29 |
| 13 | VALUABLE CAPITAL LIMITED | Rep | Dealing in futures contracts | 2021-08-18 | 2024-02-08 | Rep | Dealing in securities | 2021-08-18 | 2024-02-08 |
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