Yang, Xiaojing (SFC:AWN157) 楊曉靜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2014-10-15 | 2014-12-31 | Rep | Asset management | 2014-10-15 | 2014-12-31 | Rep | Dealing in securities | 2014-10-15 | 2014-12-31 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2014-10-15 | 2016-06-30 | Rep | Asset management | 2014-10-15 | 2016-06-30 | Rep | Dealing in securities | 2014-10-15 | 2016-06-30 |
| 3 | Conning Asia Pacific Limited | Rep | Advising on securities | 2017-01-03 | 2020-06-01 | Rep | Dealing in securities | 2017-01-03 | 2020-06-01 | RO | Advising on securities | 2020-06-01 | RO | Dealing in securities | 2020-06-01 | RO | Asset management | 2022-04-26 |
| 4 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-12-20 | 2014-09-02 |
| 5 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-12-20 | 2014-09-02 | Rep | Dealing in futures contracts | 2013-12-30 | 2014-09-02 |
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