Fan, Kwan Ming 范均明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2009-07-17 | |
| 2 | GF Securities (Hong Kong) Brokerage Limited | Rep | Advising on securities | 2013-11-01 | 2014-01-16 | RO | Advising on securities | 2014-01-16 | 2018-04-06 |
| 3 | ICBC INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2009-09-28 | 2010-03-08 | RO | Advising on securities | 2010-03-08 | 2013-07-05 |
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