Leung, Alice Wai Sze 梁卉施
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ICBC INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2009-10-09 | 2011-04-15 | RO | Advising on securities | 2011-04-15 | 2012-07-27 |
2 | ICEA SECURITIES ASIA LIMITED | RO | Dealing in securities | 2004-04-15 | RO | Advising on securities | 2004-04-15 | 2009-08-24 |
3 | KGI ASIA LIMITED | Rep | Advising on securities | 2014-02-20 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2020-12-02 |
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