Leung, Alice Wai Sze 梁卉施

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ICBC INTERNATIONAL RESEARCH LIMITED Rep Advising on securities 2009-10-09 2011-04-15
RO Advising on securities 2011-04-15 2012-07-27
2 ICEA SECURITIES ASIA LIMITED RO Dealing in securities 2004-04-15
RO Advising on securities 2004-04-15 2009-08-24
3 KGI ASIA LIMITED Rep Advising on securities 2014-02-20 2017-10-02
Rep Advising on securities 2017-10-03 2020-12-02

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