Lin, Ka Chun (SFC:ANR976) 連嘉俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Advising on securities | 2007-09-25 | 2009-12-01 | Rep | Dealing in securities | 2009-04-06 | 2009-12-01 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2013-12-05 | 2014-01-04 |
| 3 | FITCH (HONG KONG) LIMITED | Rep | Credit rating services | 2014-01-17 | 2017-04-07 |
| 4 | ICBC INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2009-12-31 | 2013-07-11 | RO | Advising on securities | 2013-07-11 | 2013-09-05 |
| 5 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2023-03-01 | Rep | Advising on securities | 2023-03-01 | Rep | Dealing in securities | 2023-03-01 |
| 6 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2007-03-05 | 2007-05-04 |
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