Liu, Jun (SFC:AVM464) 劉俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2013-08-15 | 2017-04-07 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2017-04-10 | 2021-07-30 | Rep | Dealing in securities | 2017-04-10 | 2021-07-30 |
| 3 | GUODU SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2010-08-13 | 2010-12-01 | Rep | Dealing in securities | 2010-08-13 | 2010-12-01 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-12-04 | |
| 5 | ICBC INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2010-12-09 | 2013-07-26 |
| 6 | Pinpoint Asset Management Limited | Rep | Asset management | 2021-11-25 | 2023-09-29 |
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