Lo, Kai Pong (SFC:ATB616) 盧啟邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2009-06-01 | 2010-11-01 |
| 2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2010-11-09 | 2011-01-15 |
| 3 | ICBC INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2011-02-16 | 2012-08-17 |
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