Ma, Yunpeng 馬云鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2015-09-11 | 2017-11-30 | Rep | Asset management | 2015-09-11 | 2017-11-30 |
| 2 | ICBC INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2010-02-08 | 2014-09-12 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2014-01-09 | 2014-09-12 |
| 4 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2014-10-17 | 2015-09-02 |
| 5 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Advising on securities | 2018-02-22 | 2020-09-20 | Rep | Asset management | 2018-02-22 | 2020-09-20 |
| 6 | ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-10-29 | 2023-09-25 | Rep | Asset management | 2020-10-29 | 2023-09-25 |
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