Toh, Swee Yow 杜瑞游
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-05-05 | 2010-05-27 | RO | Dealing in securities | 2010-05-27 | 2019-07-31 |
| 2 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2009-04-29 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2019-09-19 |
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