Wai, Lai Man (SFC:AFU670) 衛麗雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-06-14 | 2008-08-06 |
2 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2014-07-08 | |
3 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2013-05-02 | |
4 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2009-01-19 | 2009-06-03 |
5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-30 | Rep | Advising on securities | 2003-12-30 | Rep | Asset management | 2003-12-30 | Rep | Dealing in securities | 2007-02-01 |
6 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-10 | 2013-04-17 |
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