Chung, Siu Pang 鍾紹鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-09-08 | 2016-04-27 | Rep | Dealing in securities | 2015-09-08 | 2016-04-27 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2015-09-08 | 2016-04-27 |
| 3 | Eclipse Options (HK) Limited | Rep | Dealing in futures contracts | 2020-06-22 | Rep | Dealing in securities | 2020-06-22 |
| 4 | HWA Asset Management Limited | Rep | Asset management | 2014-11-25 | 2015-09-07 | Rep | Asset management | 2016-11-07 | 2018-03-20 |
| 5 | IMC Asia Pacific Limited | Rep | Dealing in securities | 2009-04-01 | 2012-05-28 | Rep | Dealing in futures contracts | 2009-04-20 | 2012-05-28 |
| 6 | PIMCO Asia Limited | Rep | Advising on securities | 2007-12-20 | 2009-02-26 | Rep | Asset management | 2007-12-20 | 2009-02-26 | Rep | Dealing in securities | 2007-12-20 | 2009-02-26 |
| 7 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2012-10-08 | 2014-09-26 | Rep | Dealing in futures contracts | 2012-12-10 | 2014-09-26 |
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