Ko, Ming Tung 高銘東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | IMC Asia Pacific Limited | Rep | Dealing in futures contracts | 2008-10-20 | 2012-05-28 | Rep | Dealing in securities | 2008-10-20 | 2012-05-28 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2015-07-02 | 2016-10-04 | Rep | Dealing in securities | 2015-07-02 | 2016-10-04 | Rep | Advising on futures contracts | 2015-07-02 | 2022-03-11 | Rep | Dealing in futures contracts | 2015-07-02 | 2022-03-11 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2022-06-07 | |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2022-06-07 | Rep | Dealing in securities | 2022-06-07 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-09-03 | 2015-06-06 | Rep | Dealing in securities | 2012-09-03 | 2015-06-06 |
| 6 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-09-03 | 2013-04-23 | Rep | Dealing in securities | 2012-09-03 | 2013-04-23 |
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