Poon, Kit Ching 潘傑晶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Advising on securities | 2008-02-25 | 2008-03-07 | Rep | Asset management | 2008-02-25 | 2008-03-07 | Rep | Dealing in securities | 2008-02-25 | 2008-03-07 |
| 2 | IMC Asia Pacific Limited | Rep | Dealing in futures contracts | 2008-10-20 | 2012-05-28 | Rep | Dealing in securities | 2008-10-20 | 2012-05-28 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-07-06 | 2007-10-01 |
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