Lee, Yik Yu 李奕儒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CVP Capital Limited (HK) | Rep | Advising on corporate finance | 2016-01-26 | 2016-03-07 | Rep | Advising on securities | 2016-01-26 | 2017-01-26 | Rep | Dealing in securities | 2016-01-26 | 2017-01-26 | RO | Advising on corporate finance | 2016-03-07 | 2017-01-26 |
| 2 | INCU CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2007-04-11 | 2007-08-31 | RO | Advising on corporate finance | 2007-08-31 | 2016-01-05 |
| 3 | Neutral Financial Holding Company Limited | Rep | Advising on corporate finance | 2019-09-02 | 2019-09-17 | RO | Advising on corporate finance | 2019-09-17 |
| 4 | REXCAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-08-16 | Rep | Advising on securities | 2003-08-16 | Rep | Asset management | 2003-08-16 |
| 5 | SHENG YUAN CAPITAL (HONG KONG) LIMITED | RO | Advising on corporate finance | 2018-06-29 | 2019-09-01 |
| 6 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-10-24 | 2004-07-20 |
| 7 | VC CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-07-20 | 2006-08-05 |
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