Lai, Kenny Hon Kau 賴漢球
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUA NAN SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2015-11-23 | 2015-12-23 | RO | Dealing in securities | 2015-12-23 | 2021-08-31 | RO | Advising on securities | 2017-11-10 | 2021-08-31 |
| 2 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-09-17 | 2015-10-20 | RO | Dealing in securities | 2015-10-20 | 2015-10-29 |
| 3 | Waton Securities International Limited | Rep | Advising on corporate finance | 2004-12-07 | Rep | Advising on securities | 2004-12-07 | Rep | Asset management | 2004-12-07 | Rep | Dealing in securities | 2010-12-23 | RO | Dealing in securities | 2010-12-23 | 2015-09-15 |
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