Bannerman, Nicholas John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CBH Asia Limited | Rep | Advising on securities | 2015-07-17 | Rep | Asset management | 2015-07-17 | Rep | Dealing in securities | 2015-07-17 |
| 2 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2009-10-14 | 2015-07-03 | Rep | Dealing in securities | 2011-04-08 | 2015-07-03 |
| 3 | WEALTH MANAGEMENT GROUP LIMITED | Rep | Asset management | 2007-03-15 | 2009-09-21 |
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