Hart, Terence (SFC:AGN329)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2011-03-02 | 2017-07-08 | Rep | Dealing in securities | 2011-03-02 | 2017-07-08 |
2 | MASON LAROCHE (HK) LIMITED | Rep | Advising on securities | 2004-05-10 | 2008-11-10 |
3 | MLI LIMITED (d2018-03-29) | Rep | Advising on securities | 2004-03-26 | |
4 | WEALTH MANAGEMENT GROUP LIMITED | Rep | Asset management | 2008-12-03 | 2011-01-24 |
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