Hui, Wai Ha 許偉霞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2011-08-31 | 2015-07-02 | Rep | Dealing in securities | 2011-08-31 | 2015-07-02 | Rep | Advising on securities | 2015-09-22 | 2016-02-01 | Rep | Dealing in securities | 2015-09-22 | 2016-02-01 |
| 2 | FWD Life Insurance Company (Bermuda) Limited | Rep | Advising on securities | 2006-04-01 | 2011-08-23 |
| 3 | WM (HK) Limited | Rep | Advising on corporate finance | 2004-06-05 | Rep | Asset management | 2004-08-12 | Rep | Dealing in securities | 2004-08-12 | Rep | Advising on securities | 2006-03-01 |
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