Kwok, Priscilla Pui Yu 郭沛榆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2006-12-06 | 2015-09-10 | Rep | Dealing in securities | 2011-03-30 | 2015-09-10 |
| 2 | MONEY CONCEPTS (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-06-16 | Rep | Advising on securities | 2004-06-16 | Rep | Asset management | 2004-06-16 |
| 3 | T G HOLBORN (HK) LIMITED | Rep | Advising on corporate finance | 2004-06-24 | 2006-10-31 | Rep | Advising on securities | 2004-06-24 | 2006-10-31 |
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