Kwok, Tsz Chung 郭子聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2011-03-11 | 2022-02-16 | Rep | Dealing in securities | 2011-03-11 | 2022-02-16 |
| 2 | FWD Life Insurance Company (Bermuda) Limited | Rep | Asset management | 2011-11-18 | 2022-02-16 |
| 3 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2009-12-30 | 2010-06-18 |
| 4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2010-06-23 | 2011-02-17 |
| 5 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-06-23 | 2011-01-28 |
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