Lau, Ming Chung (SFC:AFL162) 劉明聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Hong Kong Limited | Rep | Advising on securities | 2003-11-25 | 2004-08-20 | Rep | Dealing in securities | 2003-11-25 | 2004-08-20 |
| 2 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2011-02-21 | 2013-03-28 | Rep | Dealing in securities | 2011-02-21 | 2013-03-28 | Rep | Advising on securities | 2015-03-31 | 2017-04-07 | Rep | Dealing in securities | 2015-03-31 | 2017-04-07 |
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